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Home > Our departments > Finance Services > Financial regulations and policies > Fraud Policy Statement > 7: Investigations
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Finance Services
  • 1: Introduction
  • 2: Definition of fraud
  • 3: Warning signs
  • 4: Culture
  • 5: Prevention
  • 6: Detection
  • 7: Investigations
  • 8: Policy review

7: Investigations

7.1 - The University recognises the unpredictability of fraud or irregularity and the disruption which it may cause once identified.   It recognises also the need to safeguard its assets, recover losses and secure evidence for legal and disciplinary processes.

7.2 - In order to meet these objectives and to clarify its approach when fraud is suspected, the University has a Fraud Response Plan which addresses:  

  1. prevention of further loss  
  2. establishing and securing evidence necessary for criminal, civil and disciplinary action  
  3. notifying the HEFCE where necessary  
  4. recovery of losses  
  5. sanctions against staff and students, including prosecution
  6. policy on references for employees disciplined or prosecuted for fraud  
  7. reporting within the University and follow-up action  
  8. reporting lines  
  9. responsibility for timing and informing the police  
  10. responsibility for investigation  
  11. arrangements for the use of external specialists  
  12. establishing lines of communication with the police

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